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9.5: Simple Machines

Simple machines are devices that can be used to multiply or augment a force that we apply – often at the expense of a distance through which we apply the force. The word for “machine” comes from the Greek word meaning “to help make things easier.” Levers, gears, pulleys, wedges, and screws are some examples of machines. Energy is still conserved for these devices because a machine cannot do more work than the energy put into it. However, machines can reduce the input force that is needed to perform the job. The ratio of output to input force magnitudes for any simple machine is called its mechanical advantage (MA).

\[MA = \dfrac{F_o}{F_i}\]

One of the simplest machines is the lever, which is a rigid bar pivoted at a fixed place called the fulcrum. Torques are involved in levers, since there is rotation about a pivot point. Distances from the physical pivot of the lever are crucial, and we can obtain a useful expression for the MA in terms of these distances.

There is a nail in a wooden plank. A nail puller is being used to pull the nail out of the plank. A hand is applying force F sub I downward on the handle of the nail puller. The top of the nail exerts a force F sub N downward on the puller. At the point where the nail puller touches the plank, the reaction of the surface force N is applied. At the top of the figure, a free body diagram is shown.

Figure 9.6.1. A nail puller is a lever with a large mechanical advantage. The external forces on the nail puller are represented by solid arrows. The force that the nail puller applies to the nail \((F_o)\) is not a force on the nail puller. The reaction force the nail exerts back on the puller \((F_n)\) is an external force and is equal and opposite to \(F_o\). The perpendicular lever arms of the input and output forces are \(l_i\) and \(l_o\).

Figure shows a lever type that is used as a nail puller. Crowbars, seesaws, and other such levers are all analogous to this one \(F_i\) is the input force and \(F_o\) is the output force. There are three vertical forces acting on the nail puller (the system of interest) – these are \(F_i\), \(F_o\), and \(N.\) \(F_n\) is the reaction force back on the system, equal and opposite to \(F_o\). (note that \(F_o\) is not a force on the system.) \(N\) is the normal force upon the lever, and its torque is zero since it is exerted at the pivot. The torques due to \(F_i\) and \(F_n\) must be equal to each other if the nail is not moving, to satisfy the second condition for equilibrium \((net \space \tau = 0)\). (In order for the nail to actually move, the torque due to \(F_i\) must be ever-so-slightly greater than torque due to \(F_n\).) Hence,

\[l_iF_i = l_oF_o\] where \(l_i\) and \(l_o\) are the distances from where the input and output forces are applied to the pivot, as shown in the figure. Rearranging the last equation gives \[ \dfrac{F_o}{F_i} = \dfrac{l_i}{l_o}.\] What interests us most here is that the magnitude of the force exerted by the nail puller,\(F_o\), is much greater than the magnitude of the input force applied to the puller at the other end, \(F_i\). For the nail puller, \[MA = \dfrac{F_o}{F_i} = \dfrac{l_i}{l_o}.\]

This equation is true for levers in general. For the nail puller, the MA is certainly greater than one. The longer the handle on the nail puller, the greater the force you can exert with it.

Two other types of levers that differ slightly from the nail puller are a wheelbarrow and a shovel, shown in Figure. All these lever types are similar in that only three forces are involved – the input force, the output force, and the force on the pivot – and thus their MAs are given by \(MA = \frac{F_o}{F_i} \) and \(MA = \frac{d_1}{d_2}\), with distances being measured relative to the physical pivot. The wheelbarrow and shovel differ from the nail puller because both the input and output forces are on the same side of the pivot.

In the case of the wheelbarrow, the output force or load is between the pivot (the wheel’s axle) and the input or applied force. In the case of the shovel, the input force is between the pivot (at the end of the handle) and the load, but the input lever arm is shorter than the output lever arm. In this case, the MA is less than one.

A wheelbarrow is shown in which the input force F sub I is shown as a vector in vertically upward direction below the handle of wheelbarrow. The weight of the wheelbarrow is downward at the center of gravity. The normal reaction of the ground is acting at the wheel in upward direction. The perpendicular distance between the normal reaction and the input force F sub I is labeled as R sub I and the distance between output force F sub O and normal reaction is labeled as R sub O. In figure b, a man is holding a shovel in his hands. One hand is at one end of the handle and the other hand is holding the shovel at the middle. The center of gravity of the shovel is at its flat end. The weight of the shovel is acting at the center of gravity. The input force is acting at the hand in the middle in upward direction and the end of the shovel is acting as pivot. A free body diagram is also shown at the right side of the figure.

Figure 9.6.2. (a) In the case of the wheelbarrow, the output force or load is between the pivot and the input force. The pivot is the wheel’s axle. Here, the output force is greater than the input force. Thus, a wheelbarrow enables you to lift much heavier loads than you could with your body alone. (b) In the case of the shovel, the input force is between the pivot and the load, but the input lever arm is shorter than the output lever arm. The pivot is at the handle held by the right hand. Here, the output force (supporting the shovel’s load) is less than the input force (from the hand nearest the load), because the input is exerted closer to the pivot than is the output.

Example: What is the Advantage for the Wheelbarrow?

In the wheelbarrow of Figure, the load has a perpendicular lever arm of 7.50 cm, while the hands have a perpendicular lever arm of 1.02 m. (a) What upward force must you exert to support the wheelbarrow and its load if their combined mass is 45.0 kg? (b) What force does the wheelbarrow exert on the ground?

Strategy

Here, we use the concept of mechanical advantage.

Solution

(a) In this case, \(\frac{F_o}{F_i} = \frac{l_i}{l_o}\) becomes \[F_i = F_o\dfrac{l_o}{l_i},\]

Adding values into this equation yields

\[F_i = (45.0 \space kg)(9.80 \space m/s^2)\dfrac{0.075\space m}{1.02 \space m} = 32.4 \space N.\]

The free-body diagram (see Figure) gives the following normal force: \[F_i = + N = W.\] Therefore,

\[N = (45.0 \space kg)(9.80 \space m/s^2) - 32.4 \space N = 409 \space N.\]

\(N\) is the normal force acting on the wheel; by Newton’s third law, the force the wheel exerts on the ground is \(409 \space N\).

Discussion

An even longer handle would reduce the force needed to lift the load. The MA here is \(MA = 1.01/0.0750 = 13.6\)

Another very simple machine is the inclined plane. Pushing a cart up a plane is easier than lifting the same cart straight up to the top using a ladder, because the applied force is less. However, the work done in both cases (assuming the work done by friction is negligible) is the same. Inclined lanes or ramps were probably used during the construction of the Egyptian pyramids to move large blocks of stone to the top.

A crank is a lever that can be rotated \(360^o\) about its pivot, as shown in Figure. Such a machine may not look like a lever, but the physics of its actions remain the same. The MA for a crank is simply the ratio of the radii \(r_i/r_o\). Wheels and gears have this simple expression for their MAs too. The MA can be greater than 1, as it is for the crank, or less than 1, as it is for the simplified car axle driving the wheels, as shown. If the axle’s radius is \(2.0 \space cm\) and the wheel's radius is \(24.0 \space cm\), then \(MA = 2.0/24.0 = 0.083\) and the axle would have to exert a force of \(12,000 \space N\) on the wheel to enable it to exert a force of \(1000 \space N\) on the ground.

In figure a, a crank lever is shown in which a hand is at the handle of the crank lever. The output force F sub O is at the base of the lever and the input force F sub I is at the handle of the lever. The distance between input force and output force is labeled as R sub I. In figure b, a simplified axle of the car is shown. The input force is shown as a vector F sub I on the axle toward right. The output force is shown at the point of contact of the wheel with the ground toward left. The distance between the output force and the pivot point is labeled as R sub O. In figure c, rope over the pulley is shown. The input force is shown as a downward arrow at the left part of rope. The output force is acting on the right part of the rope. The center of the pulley is the pivot point. The distances of the two forces from the pivot are R sub I and R sub O respectively.

Figure 9.6.3. (a) A crank is a type of lever that can be rotated \(360^o\) about its pivot. Cranks are usually designed to have a large MA. (b) A simplified automobile axle drives a wheel, which has a much larger diameter than the axle. The MA is less than 1. (c) An ordinary pulley is used to lift a heavy load. The pulley changes the direction of the force \(T\) exerted by the cord without changing its magnitude. Hence, this machine has an MA of 1.

An ordinary pulley has an MA of 1; it only changes the direction of the force and not its magnitude. Combinations of pulleys, such as those illustrated in Figure, are used to multiply force. If the pulleys are friction-free, then the force output is approximately an integral multiple of the tension in the cable. The number of cables pulling directly upward on the system of interest, as illustrated in the figures given below, is approximately the MA of the pulley system. Since each attachment applies an external force in approximately the same direction as the others, they add, producing a total force that is nearly an integral multiple of the input force \(T\).

In figure a, a rope over two pulleys is shown. One pulley is fixed at the roof and the other is hanging through the rope. A weight is hanging from the second pulley. The tensions T are shown at the two parts of hanging pulley and at the free end of the rope. The mechanical advantage of the system is two. In figure b, a set of three pulleys is shown. A pulley is fixed at the roof with another pulley below it. The third pulley is hanging through the rope with a weight hanging at it. The tensions on the rope are shown as vectors on the rope and at the end of the rope. In figure c, set of three pulleys is shown. One of the pulleys is fixed at the roof. Two connected pulleys are hanging through a rope over the first pulley. The directions of the tensions are marked on the ropes and at the end of the rope.

Figure 9.6.4. (a) The combination of pulleys is used to multiply force. The force is an integral multiple of tension if the pulleys are frictionless. This pulley system has two cables attached to its load, thus applying a force of approximately \(2T\). This machine has \(MA \approx 2\).  (b) Three pulleys are used to lift a load in such a way that the mechanical advantage is about 3. Effectively, there are three cables attached to the load. (c) This pulley system applies a force of \(4T\), so that it has \(MA \approx 4\). Effectively, four cables are pulling on the system of interest.

Section Summary

  • Simple machines are devices that can be used to multiply or augment a force that we apply – often at the expense of a distance through which we have to apply the force.
  • The ratio of output to input forces for any simple machine is called its mechanical advantage
  • A few simple machines are the lever, nail puller, wheelbarrow, crank, etc.

Conceptual Questions

Exercise 9.6.1.

Scissors are like a double-lever system. Which of the simple machines in Figure and Figure is most analogous to scissors?

Exercise 9.6.2.

Suppose you pull a nail at a constant rate using a nail puller as shown in Figure. Is the nail puller in equilibrium? What if you pull the nail with some acceleration – is the nail puller in equilibrium then? In which case is the force applied to the nail puller larger and why?

Exercise 9.6.3.

Why are the forces exerted on the outside world by the limbs of our bodies usually much smaller than the forces exerted by muscles inside the body?

Exercise 9.6.4.

Explain why the forces in our joints are several times larger than the forces we exert on the outside world with our limbs. Can these forces be even greater than muscle forces (see previous Question)?

Problems & Exercises

Exercise 9.6.5.

What is the mechanical advantage of a nail puller—similar to the one shown in Figure —where you exert a force \(45 \space cm\) from the pivot and the nail is \(1.8 \space cm\) on the other side? What minimum force must you exert to apply a force of \(1250 \space N\) to the nail?

[Hide Solution]

25

50 N

Exercise 9.6.6.

Suppose you needed to raise a 250-kg mower a distance of 6.0 cm above the ground to change a tire. If you had a 2.0-m long lever, where would you place the fulcrum if your force was limited to 300 N?

Exercise 9.6.7.

a) What is the mechanical advantage of a wheelbarrow, such as the one in Figure, if the center of gravity of the wheelbarrow and its load has a perpendicular lever arm of 5.50 cm, while the hands have a perpendicular lever arm of 1.02 m? (b) What upward force should you exert to support the wheelbarrow and its load if their combined mass is 55.0 kg? (c) What force does the wheel exert on the ground?

[Hide Solution]

a) \(MA = 18.5 \)

b) \(F_i = 29.1 \space N\)

c) 510 N downward

Exercise 9.6.8.

A typical car has an axle with \(1.10 \space cm\) radius driving a tire with a radius of \(27.5 \space cm\). What is its mechanical advantage assuming the very simplified model in Figure(b)?

Exercise 9.6.9.

What force does the nail puller in Exercise exert on the supporting surface? The nail puller has a mass of 2.10 kg.

[Hide Solution]

\(1.3 \times 10^3 \space N\)

Exercise 9.6.10.

If you used an ideal pulley of the type shown in Figure(a) to support a car engine of mass \(115 \space kg\). (a) What would be the tension in the rope? (b) What force must the ceiling supply, assuming you pull straight down on the rope? Neglect the pulley system’s mass.

Exercise 9.6.11.

Repeat Exercise for the pulley shown in Figure(c), assuming you pull straight up on the rope. The pulley system’s mass is \(7.00 \space kg\).

[Hide Solution]

a) T = 299 N

b) 897 N upward

Glossary

mechanical advantage
the ratio of output to input forces for any simple machine

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