10: Quantum Physics
( \newcommand{\kernel}{\mathrm{null}\,}\)
Introduction to quantum physics
Black body radiation
Planck’s law for the energy distribution for the radiation of a black body is:
w(f)=8πhf3c31ehf/kT−1 , w(λ)=8πhcλ51ehc/λkT−1
Stefan-Boltzmann’s law for the total power density can be derived from this: P=AσT4. Wien’s law for the maximum can also be derived from this: Tλmax=kW.
The Compton effect
If light is considered to consist of particles, the wavelength of scattered light can be derived as:
λ′=λ+hmc(1−cosθ)=λ+λC(1−cosθ)
Electron diffraction
Diffraction of electrons at a crystal can be explained by assuming that particles have a wave character with wavelength λ=h/p. This wavelength is called the deBroglie-wavelength.
Wave functions
The wave character of particles is described by a wavefunction ψ. This wavefunction can be described in normal or momentum space. Both definitions are each others Fourier transform:
Φ(k,t)=1√h∫Ψ(x,t)e−ikxdx and Ψ(x,t)=1√h∫Φ(k,t)eikxdk
These waves define a particle with group velocity vg=p/m and energy E=ℏω.
The wavefunction can be interpreted as a measure with the probability P of finding a particle somewhere (Born): dP=|ψ|2d3V. The expectation value ⟨f⟩ of a quantity f of a system is given by:
⟨f(t)⟩=∫∫∫Ψ∗fΨd3V , ⟨fp(t)⟩=∫∫∫Φ∗fΦd3Vp
This is also written as ⟨f(t)⟩=⟨Φ|f|Φ⟩. The normalizing condition for wavefunctions follows from this: ⟨Φ|Φ⟩=⟨Ψ|Ψ⟩=1.
Operators in quantum physics
In quantum mechanics, classical quantities are translated into operators. These operators are Hermitian because their eigenvalues must be real:
∫ψ∗1Aψ2d3V=∫ψ2(Aψ1)∗d3V
When un is the eigenfunction of the eigenvalue equation AΨ=aΨ for eigenvalue an, Ψ can be expanded into a basis of eigenfunctions: Ψ=∑ncnun. If this basis is taken orthonormal, then it follows for the coefficients: cn=⟨un|Ψ⟩. If the system is in a state described by Ψ, the chance to find eigenvalue an when measuring A is given by |cn|2 in the discrete part of the spectrum and |cn|2da in the continuous part of the spectrum between a and a+da. The matrix element Aij is given by: Aij=⟨ui|A|uj⟩. Because (AB)ij=⟨ui|AB|uj⟩=⟨ui|A∑n|un⟩⟨un|B|uj⟩ it then holds that: ∑n|un⟩⟨un|=1.
The time-dependence of an operator is given by (Heisenberg):
dAdt=∂A∂t+[A,H]iℏ
with [A,B]≡AB−BA the commutator of A and B. For Hermitian operators the commutator is always complex. If [A,B]=0, the operators A and B have a common set of eigenfunctions. By applying this to px and x it follows that (Ehrenfest): md2⟨x⟩t/dt2=−⟨dU(x)/dx⟩.
The first order approximation ⟨F(x)⟩t≈F(⟨x⟩), with F=−dU/dx represents the classical equation.
Before using quantum mechanical operators which are a product of other operators, they should be made symmetrical: a classical product AB becomes 12(AB+BA).
The uncertainty principle
If the uncertainty ΔA in A is defined as: (ΔA)2=⟨ψ|Aop−⟨A⟩|2ψ⟩=⟨A2⟩−⟨A⟩2 it follows that:
ΔA⋅ΔB≥12|⟨ψ|[A,B]|ψ⟩|
From this follows: ΔE⋅Δt≥ℏ, and because [x,px]=iℏ: Δpx⋅Δx≥12ℏ, and ΔLx⋅ΔLy≥12ℏLz.
The Schrödinger equation
The momentum operator is given by: pop=−iℏ∇. The position operator is: xop=iℏ∇p. The energy operator is given by: Eop=iℏ∂/∂t. The Hamiltonian of a particle with mass m, potential energy U and total energy E is given by: H=p2/2m+U. From Hψ=Eψ the Schrödinger equation follows:
−ℏ22m▽2ψ+Uψ=Eψ=iℏ∂ψ∂t
The linear combination of the solutions of this equation give the general solution. In one dimension it is:
ψ(x,t)=(∑+∫dE)c(E)uE(x)exp(−iEtℏ)
The current density J is given by: J=ℏ2im(ψ∗∇ψ−ψ∇ψ∗)
The following conservation law holds: ∂P(x,t)∂t=−∇J(x,t)
Parity
The parity operator in one dimension is given by Pψ(x)=ψ(−x). If the wavefunction is split into even and odd functions, it can be expanded into eigenfunctions of P:
ψ(x)=12(ψ(x)+ψ(−x))⏟even: ψ++12(ψ(x)−ψ(−x))⏟odd: ψ− [P,H]=0.
The functions ψ+=12(1+P)ψ(x,t) and ψ−=12(1−P)ψ(x,t) both satisfy the Schrödinger equation. Hence, parity is a conserved quantity.
The tunnel effect
The wavefunction of a particle in an infinitely high potential well from x=0 to x=a is given by ψ(x)=a−1/2sin(kx). The energy levels are given by En=n2h2/8a2m.
If the wavefunction with energy W encounters a potential barrier where W0>W the wavefunction will, unlike the classical case, be non-zero within the potential barrier. If 1, 2 and 3 are the areas in front, within and behind the potential well, then:
ψ1=Aeikx+Be−ikx , ψ2=Ceik′x+De−ik′x , ψ3=A′eikx
with k′2=2m(W−W0)/ℏ2 and k2=2mW. Using the boundary conditions requiring continuity: ψ=continuous and ∂ψ/∂x=continuous at x=0 and x=a gives B, C and D and A′ expressed in A. The amplitude T of the transmitted wave is defined by T=|A′|2/|A|2. If W>W0 and 2a=nλ′=2πn/k′ then: T=1 holds.
The harmonic oscillator
For a harmonic oscillator where: U=12bx2 and ω20=b/m the Hamiltonian H is given by:
H=p22m+12mω2x2=12ℏω+ωA†A
with
A=√12mωx+ip√2mω and A†=√12mωx−ip√2mω
A≠A† is non-Hermitian. [A,A†]=ℏ and [A,H]=ℏωA. A is a so called raising ladder operator, A† a lowering ladder operator. HAuE=(E−ℏω)AuE. There is an eigenfunction u0 for which Au0=0 holds. The energy in this ground state is 12ℏω: the zero point energy. For the normalized eigenfunctions it follows that:
un=1√n!(A†√ℏ)nu0 with u0=4√mωπℏexp(−mωx22ℏ)
with En=(12+n)ℏω.
Angular momentum
For the angular momentum operators L: [Lz,L2]=[Lz,H]=[L2,H]=0. Also cyclically: [Lx,Ly]=iℏLz. Not all components of L can be known at the same time with arbitrary accuracy. For Lz:
Lz=−iℏ∂∂φ=−iℏ(x∂∂y−y∂∂x)
The ladder operators L± are defined by: L±=Lx±iLy. Now L2=L+L−+L2z−ℏLz. Further,
L±=ℏe±iφ(±∂∂θ+icot(θ)∂∂φ)
From [L+,Lz]=−ℏL+ it follows that: Lz(L+Ylm)=(m+1)ℏ(L+Ylm).
From [L−,Lz]=ℏL− it follows that: Lz(L−Ylm)=(m−1)ℏ(L−Ylm).
From [L2,L±]=0 it follows that: L2(L±Ylm)=l(l+1)ℏ2(L±Ylm).
Because Lx and Ly are Hermitian (this implies L†±=L∓) and |L±Ylm|2>0 it follows that: l(l+1)−m2−m≥0⇒−l≤m≤l. Further it follows that l has to be integral or half-integral. Half-odd integral values give no unique solution for ψ and are therefore dismissed.
Spin
The spin operators are defined by their commutation relations: [Sx,Sy]=iℏSz. Because the spin operators do not act in the physical space (x,y,z) the uniqueness of the wavefunction is not a criterium here: also half odd-integer values are allowed for the spin. Because [L,S]=0 spin and angular momentum operators do not have a common set of eigenfunctions. The spin operators are given by →→S=12ℏ→→σ, with
→→σx=(0110) , →→σy=(0−ii0) , →→σz=(100−1)
The eigenstates of Sz are called spinors: χ=α+χ++α−χ−, where χ+=(1,0) represents the state with spin up (Sz=12ℏ) and χ−=(0,1) represents the state with spin down (Sz=−12ℏ). Then the probability to find spin up after a measurement is given by |α+|2 and the chance to find spin down is given by |α−|2. Of course |α+|2+|α−|2=1.
The electron will have an intrinsic magnetic dipole moment →M due to its spin, given by →M=−egS→S/2m, with gS=2(1+α/2π+⋯) the gyromagnetic ratio. In the presence of an external magnetic field this gives a potential energy U=−→M⋅→B. The Schrödinger equation then becomes (because ∂χ/∂xi≡0):
iℏ∂χ(t)∂t=egSℏ4m→σ⋅→Bχ(t)
with →σ=(→→σx,→→σy,→→σz). If →B=B→ez there are two eigenvalues for this problem: χ± for E=±egSℏB/4m=±ℏω. So the general solution is given by χ=(ae−iωt,beiωt). From this it can be derived that: ⟨Sx⟩=12ℏcos(2ωt) and ⟨Sy⟩=12ℏsin(2ωt). Thus the spin precesses about the z-axis with frequency 2ω. This causes the normal Zeeman splitting of spectral lines.
The potential operator for two particles with spin ±12ℏ is given by:
V(r)=V1(r)+1ℏ2(→S1⋅→S2)V2(r)=V1(r)+12V2(r)[S(S+1)−32]
This makes it possible for two states to exist: S=1 (triplet) or S=0 (Singlet).
The Dirac formalism
If the operators for p and E are substituted in the relativistic equation E2=m20c4+p2c2, the Klein-Gordon equation is found:
(∇2−1c2∂2∂t2−m20c2ℏ2)ψ(→x,t)=0
The operator ◻−m20c2/ℏ2 can be separated:
∇2−1c2∂2∂t2−m20c2ℏ2={γλ∂∂xλ−m0cℏ}{γμ∂∂xμ+m0cℏ}
where the Dirac matrices γ are given by: {γλ,γμ}=γλγμ+γμγλ=2δλμ (In general relativity this becomes 2gλμ). From this it can be derived that the γ are hermitian 4×4 matrices given by:
γk=(0−iσkiσk0) , γ4=(I00−I)
With this, the Dirac equation becomes:
(γλ∂∂xλ+m0cℏ)ψ(→x,t)=0
where ψ(x)=(ψ1(x),ψ2(x),ψ3(x),ψ4(x)) is a spinor.
Atomic physics
Solutions
The solutions of the Schrödinger equation in spherical coordinates if the potential energy is a function of r alone can be written as: ψ(r,θ,φ)=Rnl(r)Yl,ml(θ,φ)χms, with
Ylm=Clm√2πPml(cosθ)eimφ
For an atom or ion with one electron : Rlm(ρ)=Clme−ρ/2ρlL2l+1n−l−1(ρ)
with ρ=2rZ/na0 and a0=ε0h2/πmee2. The Lji are the associated Laguere polynomials and the Pml are the associated Legendre polynomials:
P|m|l(x)=(1−x2)m/2d|m|dx|m|[(x2−1)l] , Lmn(x)=(−1)mn!(n−m)!e−xx−mdn−mdxn−m(e−xxn)
The parity of these solutions is (−1)l. The functions are 2n−1∑l=0(2l+1)=2n2-fold degenerate.
Eigenvalue equations
The eigenvalue equations for an atom or ion with with one electron are:
Equation | Eigenvalue | Range |
---|---|---|
Hopψ=Eψ | En=μe4Z2/8ε20h2n2 | n≥1 |
LzopYlm=LzYlm | Lz=mlℏ | −l≤ml≤l |
L2opYlm=L2Ylm | L2=l(l+1)ℏ2 | l<n |
Szopχ=Szχ | Sz=msℏ | ms=±12 |
S2opχ=S2χ | S2=s(s+1)ℏ2 | s=12 |
Spin-orbit interaction
The total momentum is given by →J=→L+→M. The total magnetic dipole moment of an electron is then →M=→ML+→MS=−(e/2me)(→L+gS→S) where gS=2.0023 is the gyromagnetic ratio of the electron. Further: J2=L2+S2+2→L⋅→S=L2+S2+2LzSz+L+S−+L−S+. J has quantum numbers j with possible values j=l±12, with 2j+1 possible z-components (mJ∈{−j,..,0,..,j}). If the interaction energy between S and L is small it can be stated that: E=En+ESL=En+a→S⋅→L. It can then be derived that:
a=|En|Z2α2ℏ2nl(l+1)(l+12)
After a relativistic correction this becomes:
E=En+|En|Z2α2n(34n−1j+12)
The fine structure in atomic spectra arises from this. With gS=2 follows for the average magnetic moment: →Mav=−(e/2me)gℏ→J, where g is the Landé-g factor:
g=1+→S⋅→JJ2=1+j(j+1)+s(s+1)−l(l+1)2j(j+1)
For atoms with more than one electron the following limiting situations occur:
- L−S coupling: for small atoms the electrostatic interaction is dominant and the state can be characterized by L,S,J,mJ. J∈{|L−S|,...,L+S−1,L+S} and mJ∈{−J,...,J−1,J}. The spectroscopic notation for this interaction is: 2S+1LJ. 2S+1 is the multiplicity of a multiplet.
- j−j coupling: for larger atoms the electrostatic interaction is smaller than the Li⋅si interaction of an electron. The state is characterized by ji...jn,J,mJ where only the ji of the not completely filled subshells are to be taken into account.
The energy splitting for larger atoms when placed in a magnetic field is: ΔE=gμBmJB where g is the Landé factor. For a transition between two singlet states the line splits in three parts, for ΔmJ=−1,0+1. This results in the normal Zeeman effect. At higher S the line splits up into additional parts: the anomalous Zeeman effect.
Interaction with the spin of the nucleus gives the hyperfine structure.
Selection rules
For the dipole transition matrix elements it follows that: p0∼|⟨l2m2|→E⋅→r|l1m1⟩|. Conservation of angular momentum demands that for the transition of an electron Δl=±1.
For an atom where L−S coupling is dominant: ΔS=0 holds (but not strictly), ΔL=0,±1, ΔJ=0,±1 except for J=0→J=0 transitions, ΔmJ=0,±1, but ΔmJ=0 is forbidden if ΔJ=0.
For an atom where j−j coupling is dominant the following selection rules hold for the electron involved in the transition Δl=±1, and Δj=0,±1, For all other electrons: Δj=0. For all of the electrons in the atom taken together the net: ΔJ=0,±1 but no J=0→J=0 transitions are allowed and ΔmJ=0,±1, but ΔmJ=0 is forbidden if ΔJ=0.
Interaction with electromagnetic fields
The Hamiltonian of an electron in an electromagnetic field is given by:
H=12μ(→p+e→A)2−eV=−ℏ22μ∇2+e2μ→B⋅→L+e22μA2−eV
where μ is the reduced mass of the system. The term ∼A2 can usually be neglected, except for very strong fields or macroscopic motions. For →B=B→ez it is given by e2B2(x2+y2)/8μ.
When a gauge transform →A′=→A−∇f, V′=V+∂f/∂t is applied to the potentials the wavefunction is also transformed according to ψ′=ψeiqef/ℏ with qe the charge of the particle. Because f=f(x,t), this is called a local gauge transfor, in contrast with a global gauge transform which can always be applied.
Perturbation theory
Time-independent perturbation theory
To solve the equation (H0+λH1)ψn=Enψn one has to find the eigenfunctions of H=H0+λH1. Suppose that ϕn is a complete set of eigenfunctions of the non-perturbed Hamiltonian H0: H0ϕn=E0nϕn. Because ϕn is a complete set :
ψn=N(λ){ϕn+∑k≠ncnk(λ)ϕk}
When cnk and En are being expanded into λ: cnk=λc(1)nk+λ2c(2)nk+...En=E0n+λE(1)n+λ2E(2)n+...
and this is put into the Schrödinger equation the result is: E(1)n=⟨ϕn|H1|ϕn⟩ and
c(1)nm=⟨ϕm|H1|ϕn⟩E0n−E0m if m≠n. The second-order correction of the energy is then given by:
E(2)n=∑k≠n|⟨ϕk|H1|ϕn⟩|2E0n−E0k. So to first order: ψn=ϕn+∑k≠n⟨ϕk|λH1|ϕn⟩E0n−E0k ϕk.
In case the levels are degenerate the above does not hold. In that case an orthonormal set of eigenfunctions ϕni is chosen for each level n, so that ⟨ϕmi|ϕnj⟩=δmnδij. Now ψ is expanded as:
ψn=N(λ){∑iαiϕni+λ∑k≠nc(1)nk∑iβiϕki+⋯} Eni=E0ni+λE(1)ni is approximated by E0ni:=E0n.
Substitution in the Schrödinger equation and taking scalar product with ϕni gives: ∑iαi⟨ϕnj|H1|ϕni⟩=E(1)nαj. Normalization requires that ∑i|αi|2=1.
Time-dependent perturbation theory
From the Schrödinger equation iℏ∂ψ(t)∂t=(H0+λV(t))ψ(t)
and the expansion ψ(t)=∑ncn(t)exp(−iE0ntℏ)ϕn with cn(t)=δnk+λc(1)n(t)+⋯
follows: c(1)n(t)=λiℏt∫0⟨ϕn|V(t′)|ϕk⟩exp(i(E0n−E0k)t′ℏ)dt′
N-particle systems
General
Identical particles are indistinguishable. For the total wavefunction of a system of identical indistinguishable particles:
- Particles with a half-odd integer spin (Fermions): ψtotal must be antisymmetric w.r.t. interchange of the coordinates (spatial and spin) of each pair of particles. The Pauli principle results from this: two Fermions cannot exist in an identical state because then ψtotal=0.
- Particles with an integer spin (Bosons): ψtotal must be symmetric w.r.t. interchange of the coordinates (spatial and spin) of each pair of particles.
For a system of two electrons there are two possibilities for the spatial wavefunction. When a and b are the quantum numbers of electron 1 and 2 :
ψS(1,2)=ψa(1)ψb(2)+ψa(2)ψb(1) , ψA(1,2)=ψa(1)ψb(2)−ψa(2)ψb(1)
Because the particles do not approach each other closely the repulsive energy at ψA in this state is smaller. The following spin wavefunctions are possible:
χA=12√2[χ+(1)χ−(2)−χ+(2)χ−(1)]ms=0
χS={χ+(1)χ+(2)ms=+112√2[χ+(1)χ−(2)+χ+(2)χ−(1)]ms=0χ−(1)χ−(2)ms=−1
Because the total wavefunction must be antisymmetric it follows that: ψtotal=ψSχA or ψtotal=ψAχS.
For N particles the symmetric spatial function is given by:
ψS(1,...,N)=∑ψ(all permutations of 1..N)
The antisymmetric wavefunction is given by the determinant ψA(1,...,N)=1√N!|uEi(j)|
Molecules
The wavefunctions of atom a and b are ϕa and ϕb. If the 2 atoms approach each other there are two possibilities: the total wavefunction approaches the bonding function with lower total energy ψB=12√2(ϕa+ϕb) or approaches the anti-bonding function with higher energy ψAB=12√2(ϕa−ϕb). If a molecular-orbital is symmetric w.r.t. the connecting axis, like a combination of two s-orbitals it is called a σ-orbital, otherwise a π-orbital, like the combination of two p-orbitals along two axes.
The energy of a system is: E=⟨ψ|H|ψ⟩⟨ψ|ψ⟩.
The energy calculated with this method is always higher than the real energy if ψ is only an approximation for the solutions of Hψ=Eψ. Also, if there are more than one function to be chosen, the function which gives the lowest energy is the best approximation. Applying this to the function ψ=∑ciϕi one finds: (Hij−ESij)ci=0. This equation has only solutions if the secular determinant |Hij−ESij|=0. Here, Hij=⟨ϕi|H|ϕj⟩ and Sij=⟨ϕi|ϕj⟩. αi:=Hii is the Coulomb integral and βij:=Hij the exchange integral. Sii=1 and Sij is the overlap integral.
The first approximation in the molecular-orbital theory is to place both electrons of a chemical bond in the bonding orbital: ψ(1,2)=ψB(1)ψB(2). This results in a large electron density between the nuclei and therefore an attraction which forms a bond. A better approximation is: ψ(1,2)=C1ψB(1)ψB(2)+C2ψAB(1)ψAB(2), with C1=1 and C2≈0.6.
In some atoms, such as C, it is energetically more suitable to form orbitals which are a linear combination of the s, p and d states. There are three ways of hybridization in C:
- sp-hybridization: ψsp=12√2(ψ2s±ψ2pz). There are two hybrid orbitals which are placed along a line separated 180∘. Further the 2px and 2py orbitals remain.
- sp(^2\) hybridization: ψsp2=ψ2s/√3+c1ψ2pz+c2ψ2py, where (c1,c2)∈{(√2/3,0),(−1/√6,1/√2) ,(−1/√6,−1/√2)}. The three sp2 orbitals lay in one plane, with symmetry axes at an angle of 120∘.
- sp3 hybridization: ψsp3=12(ψ2s±ψ2pz±ψ2py±ψ2px). The four sp3 orbitals form a tetrahedron with the symmetry axes at an angle of 109∘28′.
Quantum statistics
If a system exists in a state in which one lacks complete information about the system, it can be described by a density matrix ρ. If the probability that the system is in state ψi is given by ai, one can write for the expectation value a of A: ⟨a⟩=∑iri⟨ψi|A|ψi⟩.
If ψ is expanded into an orthonormal basis {ϕk} as: ψ(i)=∑kc(i)kϕk, then:
⟨A⟩=∑k(Aρ)kk=Tr(Aρ)
where ρlk=c∗kcl. ρ is Hermitian, with Tr(ρ)=1. Further ρ=∑ri|ψi⟩⟨ψi|. The probability to find eigenvalue an when measuring A is given by ρnn if one uses a basis of eigenvectors of A for {ϕk}. For the time-dependence (in the Schrödinger picture operators are not explicitly time-dependent):
iℏdρdt=[H,ρ]
For a macroscopic system in equilibrium [H,ρ]=0 holds. If all quantum states with the same energy are equally probable: Pi=P(Ei), one can obtain the distribution:
Pn(E)=ρnn=e−En/kTZwith the state sumZ=∑ne−En/kT
The thermodynamic quantities are related to these definitions as follows: F=−kTln(Z), U=⟨H⟩=∑npnEn=−∂∂kTln(Z), S=−k∑nPnln(Pn). For a mixed state of M orthonormal quantum states with probability 1/M it follows that: S=kln(M).
The distribution function for the internal states for a system in thermal equilibrium is the most probable function. This function can be found by taking the maximum of the function which gives the number of states with Stirling’s equation: ln(n!)≈nln(n)−n, and the conditions ∑knk=N and ∑knkWk=W. For identical, indistinguishable particles which obey the Pauli exclusion principle the possible number of states is given by:
P=∏kgk!nk!(gk−nk)!
This results in Fermi-Dirac statistics. For indistinguishable particles which do not obey the exclusion principle the possible number of states is given by:
P=N!∏kgnkknk!
This results in Bose-Einstein statistics. So the distribution functions which explain how particles are distributed over the different one-particle states k which are each gk-fold degenerate depend on the spin of the particles. They are given by:
- Fermi-Dirac statistics: integer spin. nk∈{0,1}, nk=NZggkexp((Ek−μ)/kT)+1
with ln(Zg)=∑gkln[1+exp((Ei−μ)/kT)]. - Bose-Einstein statistics: half odd-integer spin. nk∈N, nk=NZggkexp((Ek−μ)/kT)−1
with ln(Zg)=−∑gkln[1−exp((Ei−μ)/kT)].
Here, Zg is the large-canonical state sum and μ the chemical potential. It is found by demanding that ∑nk=N: limT→0μ=EF the result of which is the Fermi-energy. N is the total number of particles. The Maxwell-Boltzmann distribution can be derived from this in the limit Ek−μ≫kT: nk=NZexp(−EkkT) with Z=∑kgkexp(−EkkT) In terms of the Fermi-energy, Fermi-Dirac and Bose-Einstein statistics can be written as:
- Fermi-Dirac statistics: nk=gkexp((Ek−EF)/kT)+1.
- Bose-Einstein statistics: nk=gkexp((Ek−EF)/kT)−1.